We offer confidential, attorney-led compliance reviews for benefits agencies and for employers that sponsor group health and welfare plans. Our goal is to serve your agency and any employer clients that may benefit from external support. Compliance reviews focus on practical issues and best practices.
Agency Compliance Review
Benefits agencies face growing compliance pressure — not just to meet their own obligations, but to prove real value to the plan sponsors who rely on them.
This confidential review is built for agencies serving plan sponsors of group health and welfare benefits. It delivers a clear, confidential assessment across three levels of compliance:
- Whether your agency follows applicable rules for plan advisors
- Whether you are fulfilling your legal responsibilities to clients
- Whether you provide sufficient support for clients on key compliance issues
The review is conducted by our benefits attorney, is fully confidential, and shared only with you.
Employer Compliance Review
Plan sponsors face growing compliance demands, and a team effort is often the best way to ensure best practices for benefit plan administration.
This confidential review helps employers assess and improve compliance for employee benefit plans by providing a clear, confidential assessment across multiple levels:
- Plan design & administration applirules for plan advisors
- Plan documents fulfilling your legal responsibilities to clients
- Plan reporting sufficient support for clients on
The review is conducted confidentially by our benefits attorney. Participation of your benefits broker or account professional is welcomed and encouraged.
Process & Fees for Both Services
Once a review is requested, we will schedule a session in a format that works best for you. You will receive a list of topics in advance of the session. The process is fully interactive and questions are welcome throughout. After the meeting, you will receive a confidential summary outlining best practices and recommended next steps. We will also remain available as a reference or resource going forward.
Fees: We will quote a specific fee based on the review session format (live or video conference). The standard fee for the service is $500. The fee covers the full review process and availability for follow-up. Additional fees may apply for extra services, which we will always confirm in advance.